Friday, November 27, 2015

Episode 29: HIPAA Black Friday Sale


Everyone is ready for the great deals retailers offer on Black Friday and Cyber Monday. We have a list of low-cost and no-cost deals on HIPAA Security & Privacy tools for you!  Episode 29: HIPAA Black Friday Sale


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Friday, November 20, 2015

Episode 28: Rise of The Machines, the Internet of Things in Healthcare


The Internet of Things (IoT) is already here, it isn't something that is coming. It is here and it is the future, it will just become more prominent in our daily lives.


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Friday, November 13, 2015

Episode 27: Six Things To Expect From HIPAA Compliant IT providers


If you expect your IT company to do certain things as a HIPAA compliant vendor you are more likely to have the level of support you need.  If you don't ask then they may not be fully aware of what you need or what it requires to be HIPAA compliant themselves.


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Friday, October 30, 2015

Episode 25: Halloween Special - Scary HIPAA Stories


This week we get in the Halloween spirit and share some scary stories that make you have those compliance nightmares.


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Friday, October 16, 2015

Episode 23: If it moves - encrypt it.


Description

We explained the concepts of encryption in Episode 2: Let’s Talk Encryption but people continue to ask more about what they really need to do with encryption.

Links

FindHealthcareIT

HIPAAforMSPS.com

Kardon Compliance

Episode 2: Let’s Talk Encryption

The government and privacy advocates can’t agree on what ‘strong’ encryption even means

Notes

First, what can encryption do for you and what it can't do for you.

  1. VPN, HTTPS, SSL, SFTP, etc. Protect communications from prying eyes.
  2. Everything else is about encrypting data on the devices themselves.

If you encrypt data on a device but you are hacked when you are logged into the device, encryption isn't too helpful. Encryption is helpful when someone tries to access the data on the device without your key (or password).

Strong Encryption is also subjective - there is no solid authority on what is really strong encryption because law enforcement wants a back door.

What does HIPAA say about encryption? Encryption (Addressable). Implement a mechanism to encrypt electronic protected health information whenever deemed appropriate.

Not very helpful.......

What does OCR say about it? At NIST / OCR HIPAA 2015 conference: If it moves it should be encrypted.

Now that's a line that can be drawn.

  • Encryption of your files stored in the cloud (certainly something that moves)
  • File encryption by an app on the computer over specific files like 7Zip
  • Windows built in encryption - Bitlocker, EFS
  • NAS and Flash drives with built-in encryption
  • Encryption on your phone built-in
  • Cloud based encryption management - MDM - Alertboot, MaaS360, Manage Engine https://www.manageengine.com/mobile-device-management/

Create an encryption plan:

  • Includes all devices - laptops, phones, external drives, etc.
  • Specs required like AES 128 or FIPS should be written down
  • Methods used for implementation on all types of devices
  • Encryption key management plan
  • Audits and verification plans

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Episode 23: To BAA or not to BAA, that is the question....


Description

Business Associates and required BAAs are discussed often but not resolved quickly. Let's talk about some ideas and issues that go with BAAs.

Links

FindHealthcareIT

HIPAAforMSPS.com

Kardon Compliance

Notes

Who is a BA?

  • A business partner who provides a service to a CE or BA that requires them to CReMaT PHI.
    • Anyone with persistent access to ePHI whether they do anything with it or not is irrelevant - the fact that they CAN do things is what matters.
  • Complexity is increasing
    • Dietitians at hospital needs info on the scripts for the diet but the employer never stores, accesses, or has persistent access to it but the workforce needs to see it. CE should train them on Privacy rules.
      BA means it is not your data but you have it or have access to it from the owner of CE.
    • Medical director could be a BA or could be workforce member depending on the contract they have with the employer.
  • ACO formed by hospital as a completely separate legal entity
    • But the ACO is staffed by hospital employees
    • Plus the hospital provides IT services to the ACO legal entity
    • Now that would make the hospital a BA of the ACO which is really the hospital.
      • So, the hospital is a BA to itself
  • Maintaining PHI vs. maintaining facilities with PHI
    • Data center where you store your servers. Are they a BA?
      • NO. They are just the landlord for your server - so they aren't a BA
      • YES. Physical, Administrative, Technical Safeguards are used to protect it, though
        • You are outsourcing part of your obligations because they are doing a all of the physical safeguards for you so you should make them a BA
    • Can be argued both ways but 2 out of 3 lawyers said BA plus a poll of room says they are a BA not just a landlord
      • BCBS of TN left drives at old office and landlord was securing the site
        • Why is there was no BAA if that is the case was the OCR response
        • Resolution didn't mention the BA argument but it was an expensive fine that clearly showed the OCR lawyers didn't see they were protected sitting in a closet of the facility you used to lease.
  • If you sell server space and store encrypted PHI you are a BA under current guidance.
    • Many will argue this point though.
    • You have to be prepared to decide for yourself
  • Even if you don't treat them like a BA, then you should have an agreement of some sort that protects the PHI
  • OCR working on Cloud Computing Guidance
    • Security Rule from early in this century couldn't really consider all the things that are done today
    • Before cloud computing when everyone has their own servers in their offices or owned huge data centers
  • You can't just counter this issue with making everyone sign a BAA, though.
    • Bad for the business that signs them and either fails to comply or does the work they may not need to be doing.
    • Bad for you because you are managing contracts that don't need to be managed and opening up cans of worms we haven't even found yet.
    • Make a decision about your business and be prepared to explain your logic
  • If you are doing the work of a BA you are still a BA without signing a BAA

Included in BAA

  • We are not lawyers but we are talking about the contracts just a little bit here
    • Ask your attorney for advice on this stuff, don't relay on us or any other consultant for that advice
    • Also, get a HIPAA attorney - not a tax attorney
  • You should be reading these things, not just sign them
  • Indemnification can be included and you need to know what you are committing to
  • Insurance requirements
    • Yours, mine, ours for cybersecurity
    • What does it really cover - not just if you have it
    • New complexity to negotiations because you don't cover a max level that your big groups need
  • State law requirements
  • 60 days - how far down the BA tail could it go with 60 days to notify
    • Shorten the days but not too short
    • But give them time to figure stuff out unless you want to know about incidents that turn out to be ok
  • Breach notification responsibilities
    • Can the BA notify a huge number of people within 60 days
      • do they even have the resources to make that happen?
  • De-identification of PHI clause is there to prevent selling of data
    • They don't have to take out the doctor's name if they take out all other PHI
      • That means some of your valuable info could end up in a file that gets sold because it has no PHI in it.
  • Indemnification
    • What liability limits are you going to include
    • If I am acting reasonable then I shouldn't have to bear the whole burden but if I am reckless then it is fair to put most of the burden on you
  • The Security Rule may not go far enough but you can up the ante in your agreements
    • Should you require encryption be used both at rest and in transit
    • Agreements may start to specify exactly what security standards you must adopt which creates new problems

Assessing BAs

  • I have a BAA so I don't have to worry - not a good idea
  • Does HIPAA even apply if they are off shore?
    • US Law doesn't apply in other countries - do you know where your PHI really lives?
  • CE is not responsible for acts of BA with a signed BAA but
    • If you are aware of a pattern of non-compliance then you would be liable
    • How much do you want to be unaware of vs aware of in advance of a problem happening
  • What PHI are you talking about is key in assessing each situation
    • Medical only
    • Demographics
    • SSN and Credit Cards
    • Is it mental health, domestic abuse, STDs, etc with special limitations
  • Just because you have SAS70, SSAE16, or SOC 1, 2, or 3 assessment doesn't mean it was a good assessment nor does it mean that it covers what you need covered for HIPAA
    • Does provide a benchmark but that isn't necessarily enough for HIPAA
  • A sophisticated BA questionnaire is where most CEs are moving until standards are made more specific
    • Provides more specifics about the compliance programs
      • Training
      • Who is really in charge for you to deal with in a crisis
  • Do you audit the BA after the fact?
    • Once you learn problems you have to deal with them
    • Would you rather know or not know, that is the question
  • Easiest / Quickest way to know is just let the tech geeks talk to each other and form their own opinions of what is happening
    • Let us handle the questions to ask
    • We have to deal with each other any way
    • No one else really understands
  • If you are a BA then have something you can show the CE/BA clients proactively before they ask

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